Animal Cloning: A Risk Assessment
Animal Cloning:
A Risk Assessment
Center for Veterinary Medicine
U. S. Food and Drug Administration
Department of Health and Human Services
7500 Standish Place
Rockville, MD 20855
1/8/2008
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Table of Contents
| Preface | i | |
| Chapter I: Executive Summary | 3 | |
| A. | Overview | 3 |
| B. | Technology Overview (Chapter II) | 4 |
| C. | Risk Assessment Methodology (Chapter III) | 5 |
| D. | The Implications of Epigenetic Reprogramming for Clones and their Progeny (Chapter IV) | 8 |
| E. | Risks to Animals Involved in Cloning (Chapter V) | 9 |
| F. | Food Consumption Risks (Chapter VI) | 11 |
| 1. Two-Pronged Approach to Identifying and Characterizing Food Consumption Risks | 11 | |
| 2. Conclusions Regarding Potential Food Consumption Risks | 11 | |
| a. Cattle Clones | 11 | |
| b. Swine Clones | 13 | |
| c. Sheep Clones | 14 | |
| d. Goat Clones | 14 | |
| e. Clone Progeny | 14 | |
| G. | Concluding Statements (Chapter VII) | 15 |
| Chapter II: Technology Overview: Somatic Cell Nuclear Transfer and Other Assisted Reproductive Technologies | 19 | |
| A. | What is Cloning? | 20 |
| B. | Continuum of Reproductive Technologies | 21 |
| 1. Natural Service | 21 | |
| 2. Artificial Insemination and Synchronized Estrus | 22 | |
| 3. Embryo Transfer | 25 | |
| 4. In vitro Fertilization | 26 | |
| 5. Embryo splitting | 27 | |
| 6. Blastomere Nuclear Transfer | 28 | |
| 7. Somatic Cell Nuclear Transfer (SCNT) | 29 | |
| a. Donor cell | 30 | |
| b. Oöcyte | 31 | |
| c. Fusion | 31 | |
| d. Transfer to recipient | 32 | |
| C. | Critical Biological Events in SCNT | 33 |
| D. | Outcomes Observed in ARTs | 35 |
| E. | Future of Reproductive Technologies in Modern Agricultural Practice | 36 |
| Chapter III: Developing the Risk Assessment Methodology | 41 | |
| A. | Charge | 41 |
| B. | General Discussion of Risk/Safety Analyses | 41 |
| 1. Risk and Safety | 41 | |
| 2. Risk Assessment vs. Risk Management | 42 | |
| C. | Risk/Safety Assessment of Cloning | 42 |
| D. | Transgenic Animal Clones | 44 |
| E. | Methodology Development | 45 |
| 1. Hazard Characterization | 46 | |
| 2. Potential Risks | 47 | |
| 3. Proposed Approaches | 48 | |
| a. Animal Health Risks | 48 | |
| b. Food Consumption Risks | 49 | |
| F. | Two-Pronged Approach to Assessing Food Consumption Risks | 50 |
| 1. Critical Biological Systems Approach | 51 | |
| a. Overview | 51 | |
| b. Evaluation Nodes | 52 | |
| G. | The Weight of Evidence Approach | 54 |
| H. | Limitations of the Risk Assessment | 55 |
| Chapter IV: Epigenetic Reprogramming: Implications for Clones and their Progeny | 59 | |
| A. | Overview of Epigenetic Reprogramming in Early Embryonic Development | 61 |
| 1. Preimplantation Reprogramming | 63 | |
| a. Fusion and Cleavage | 63 | |
| b. Demethylation and Remethylation in Early Embryos | 66 | |
| c. Epigenetic Reprogramming in Later Development | 70 | |
| d. Studies of Gene Expression and Development in Clones and Animals Produced by Other ARTs | 73 | |
| e. Studies of Technical Contributions to Epigenetic Variability in Clones and Other ARTs | 78 | |
| 2. Gametogenic Reprogramming | 79 | |
| 3. Mitochondrial Heteroplasmy | 81 | |
| 4. Conclusions from Studies of Epigenetic Reprogramming | 82 | |
| B. | Phenotypic Evidence for Gametogenic Reprogramming | 83 |
| 1. Phenotypic Anomalies Observed in Mouse Clones | 83 | |
| a. Utility of Mouse Model | 83 | |
| b. Pregnancy (Developmental Node 1) | 84 | |
| c. Perinatal Period (Developmental Node 2) | 86 | |
| d. Juvenile Period to Reproductive Maturity (Developmental Nodes 3 and 4) | 86 | |
| e. Maturity and Aging (Developmental Node 5) | 88 | |
| 2. Conclusions from Phenotypic Studies of Gametogenic Reprogramming in Mouse Clones and their Progeny for Reprogramming in Domestic Livestock Clones and their Progeny | 90 | |
| C. | Implications of Epigenetic Reprogramming for Animal Health and Food Consumption Risks | 91 |
| Chapter V: Animal Health Risks | 95 | |
| A. | Potential Hazards and Risks to Animals Involved in Cloning | 95 |
| B. | The Critical Biological Systems Approach to the Analysis of Clone Animal Health: Cattle, Swine, Sheep, and Goats | 96 |
| 1. Pregnancy and Parturition (Developmental Node 1) | 96 | |
| 2. Perinatal Period (Developmental Node 2) | 98 | |
| 3. Juvenile Developmental Node (Developmental Node 3) | 99 | |
| 4. Reproductive Development and Function Node (Developmental Node 4) | 100 | |
| 5. Post-Pubertal Maturation and Aging (Developmental Node 5) | 101 | |
| a. Telomere Length as an Indicator of Aging | 101 | |
| C. | Data on Animal Health by Species | 105 |
| 1. Cattle | 105 | |
| a. Developmental Node 1: Pregnancy and Parturition | 109 | |
| b. Developmental Node 2: Perinatal Period | 123 | |
| c. Developmental Node 3: Juvenile Development | 135 | |
| d. Developmental Node 4: Reproductive Development and Function | 145 | |
| e. Developmental Node 5: Post-Pubertal Maturation and Aging | 150 | |
| f. Progeny of Bovine Clones | 153 | |
| g. Summary for Health of Bovine Clones and Their Progeny | 156 | |
| 2. Swine | 157 | |
| a. Developmental Node 1: Pregnancy and Parturition | 158 | |
| b. Developmental Node 2: Perinatal Period | 159 | |
| c. Developmental Node 3: Juvenile Development | 163 | |
| d. Developmental Node 4: Reproductive Development and Function | 165 | |
| e. Developmental Node 5: Post-Pubertal Maturation and Aging | 166 | |
| f. Progeny of Swine Clones | 166 | |
| g. Summary for Health of Swine Clones and Their Progeny | 167 | |
| 3. Sheep | 168 | |
| a. Developmental Node 1: Pregnancy and Parturition | 169 | |
| b. Developmental Node 2: Perinatal Period | 172 | |
| c. Developmental Node 3: Juvenile Development | 174 | |
| d. Developmental Node 4: Reproductive Development and Function | 175 | |
| e. Developmental Node 5: Post-Pubertal Maturation and Aging | 175 | |
| f. Progeny of Sheep Clones | 176 | |
| g. Summary for Health of Sheep Clones | 176 | |
| 4. Goats | 176 | |
| a. Developmental Node 1: Pregnancy and Parturition | 177 | |
| b. Developmental Node 2: Perinatal Period | 178 | |
| c. Developmental Node 3: Juvenile Development | 179 | |
| d. Development Node 4: Reproductive Development and Function | 180 | |
| e. Developmental Node 5: Post-Pubertal Maturation and Aging | 180 | |
| f. Progeny of Goat Clones | 180 | |
| g. Summary for Health of Goat Clones | 181 | |
| D. | Conclusions | 181 |
| Chapter VI: Food Consumption Risks | 187 | |
| A. | Potential Hazards and Food Consumption Risks Associated with Food Products from Animal Clones and their Progeny | 187 |
| 1. Assumptions | 187 | |
| 2. Critical Biological Systems Approach to Clones of Cattle, Swine, Sheep, and Goats | 188 | |
| a. Bovine Clones | 188 | |
| b. Swine Clones | 243 | |
| c. Sheep Clones | 260 | |
| d. Goat Clones | 264 | |
| 3. Compositional Analysis Method | 268 | |
| a. Overview | 268 | |
| b. Nutritional Risk | 269 | |
| c. Characterization of Milk from Cow Clones | 278 | |
| d. Characterization of Meat from Clones and Their Progeny | 288 | |
| B. | Drawing Conclusions Regarding Risks Associated with Consumption of Food Products from Animal Clones | 309 |
| 1. Approaches for Decreasing Uncertainties | 309 | |
| 2. Bounding the Risk Space | 310 | |
| 3. Developing Conclusions Regarding Food Consumption Risks | 310 | |
| 4. Weight of Evidence Conclusions Regarding Food Consumption Risks for Clones and their Progeny | 312 | |
| a. Cattle Clones | 312 | |
| b. Swine Clones | 316 | |
| c. Sheep Clones | 317 | |
| d. Goat Clones | 318 | |
| e. Clone Progeny | 319 | |
| 5. Summary of Risk Hypotheses | 319 | |
| a. Additional Issues | 320 | |
| 6. How Much (Information) Is Enough? | 323 | |
| Chapter VII Summary and Conclusions | 327 | |
| A. | Methodology | 327 |
| B. | Conclusions Regarding Risks to Animal Health | 328 |
| C. | Conclusions Regarding Food Consumption Risks | 329 |
| D. | Conclusions Regarding Food Consumption Risks from Clone Progeny | 330 |
| E. | Weight of Evidence Evaluations | 330 |
| Glossary | 333 | |
| References | 349 | |
Appendices | ||
| Appendix A: Risk and Safety Assessment Primer for Animal Cloning | 425 | |
| A. | How has Risk Assessment Evolved? | 425 |
| B. | Thinking About Risk | 426 |
| C. | How Do We Think About Safety? | 428 |
| Appendix B: Overall Reproductive Efficiency and Health Statistics for US Animal Agriculture | 431 | |
| A. | Dairy cattle | 431 |
| B. | Beef Cattle | 433 |
| C. | Swine | 436 |
| D. | Sheep | 437 |
| D. | Goats | 439 |
| Appendix C: Comparisons of Outcomes Among Assisted Reproductive Technologies (ARTs) | 443 | |
| A. | Successes and Failures of AI, IVP, and ET | 449 |
| B. | Outcomes for BNT, Fetal- and Adult-Cell SCNT | 453 |
| C. | Conclusions regarding outcomes for ARTs | 454 |
| Appendix D Transgenic Clones | 457 | |
| A. | Issues | 457 |
| B. | Cattle | 458 |
| C. | Swine | 460 |
| D. | Sheep | 462 |
| E. | Goats | 463 |
| F. | Conclusions Regarding Transgenic Clones | 466 |
| Appendix E: The Cyagra Dataset | 471 | |
| A. | Response to CVM Data Requests | 471 |
| B. | Cyagra Dataset | 472 |
| 1. Description of Clones | 474 | |
| 2. Evaluations Performed | 476 | |
| 3. CVM's Analysis of Cyagra Data: Method | 477 | |
| 4. CVM's Analysis of Cyagra Data: Results | 479 | |
| a. Comprehensive Veterinary Examinations | 479 | |
| b. Conclusions from Veterinary Examinations | 480 | |
| c. Laboratory Values: Selection of Most Appropriate Comparator | 481 | |
| d. Conclusions Regarding Clone and Comparator Population Cohorts in Aggregate | 482 | |
| e. Animal and Analyte Specific Analyses | 484 | |
| f. Animals with Measurements at Different Developmental Nodes | 487 | |
| 5. Charts and Tables | 500 | |
| Cyagra Data Chart Interpretations | 501 | |
| Cyagra Raw Data | 523 | |
| Appendix F: The ViaGen Dataset | 571 | |
| A. | Background | 571 |
| B. | Experimental Design | 571 |
| 1. Study 1: Clones vs. Comparators | 573 | |
| a. Animal Health, Hematology, Clinical Chemistry, and Urinalysis | 574 | |
| b. Boar Semen Evaluation | 574 | |
| c. Farrowing Rate | 574 | |
| 2. Study 2: Progeny of Clone Boars vs. Progeny of Conventional Boars | 575 | |
| a. Statistical Analysis | 575 | |
| b. Specific Methods for the Analysis of Animal Health, Hematology, Clinical Chemistry, and Urinalysis Data | 578 | |
| c. Meat Composition, Carcass Characteristics, and Meat Quality Assessments for Clones, Comparators, and Progeny | 578 | |
| C. | Results | 579 |
| 1. Study 1 | 579 | |
| a. Survival | 579 | |
| b. Animal Health, Growth, Blood Clinical Chemistry, Hematology, and Urinalysis | 580 | |
| c. Carcass Characteristics | 588 | |
| d. Meat Composition Analysis for Clones and Comparators | 589 | |
| e. Semen and Breeding Evaluation | 591 | |
| f. Farrowing Rate | 592 | |
| 2. Study 2: Progeny of Clones vs. Comparators | 594 | |
| a. Survival | 594 | |
| b. Growth, Hematology, Clinical Chemistry, and Urinalysis | 600 | |
| c. Carcass Characteristics | 608 | |
| d. Meat Composition from the Progeny of Clones and Comparators | 609 | |
| D. | Conclusions from the ViaGen Dataset | 614 |
| 1. Study 1: Clones vs. Comparators | 614 | |
| a. Animal Health | 614 | |
| b. Food Safety | 615 | |
| 2. Progeny of Clone Boars vs. Progeny of Comparator Boars | 615 | |
| a. Animal Health | 615 | |
| b. Food Safety | 616 | |
| E. | Addendum | 617 |
| ViaGen Data Chart Interpretations | 621 | |
| ViaGen Raw Data | 695 | |
| Appendix G: Unpublished Data | 857 | |
| A. | Perinatal Development in Cattle Clones (Node 2) | 857 |
| B. | Juvenile Development in Cattle Clones (Node 3) | 859 |
| C. | Reproductive Development and Function in Cattle Clones (Node 4) | 865 |
| D. | Post-pubertal Maturation in Cattle Clones (Node 5) | 867 |
| E. | Summary of Cloning Studies at University of Tennessee | 868 |
| 1. Developmental Node 1: Pregnancy and Parturition | 868 | |
| 2. Developmental Node 2: Perinatal Period | 869 | |
| 3. Developmental Node 3: Juvenile Period | 869 | |
| 4. Developmental Node 4: Reproductive Development and Function | 869 | |
| 5. Developmental Node 5: .Post-pubertal Maturation and Aging | 870 | |
| F. | Perinatal Development in Swine Clones (Node 2) | 870 |
| G. | Conclusions for unpublished data | 872 |
| Appendix H: The Comprehensive Veterinary Examination | 877 | |
| A. | Introduction to the Comprehensive Veterinary Examination | 877 |
| B. | The Importance of Species-Specific Standards | 878 |
| C. | How a Veterinarian Performs a Comprehensive Veterinary Examination | 878 |
| 1. Specific Considerations for Neonatal CVEs | 880 | |
| 2. Specific Considerations for Juvenile CVEs | 881 | |
| 3. Specific Considerations for Mature Animal CVEs | 881 | |
| 4. Specific Consideration for Reproductive Stage Examinations | 881 | |
| a. Males | 881 | |
| b. Females | 882 | |
| D. | Interpreting the Comprehensive Veterinary Examination for Animal Clones | 883 |
| E. | Parameters Evaluated in the Comprehensive Veterinary Exam for a Risk Assessment | 883 |
| Appendix I: Investigation on the Attributes of Cloned Bovine Products | 895 | |
This work is in the public domain in the United States because it is a work of the United States federal government (see 17 U.S.C. 105).
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